Preparation of filing of ROC - forms and documents for periodical and event based compliances, maintenance of statutory registers, convening and documenting of board/general/court convened meetings.
Updation of information services relating to change of name, object, conversion, increase of capital, shifting of registered office, allotment/transfer/transmission of securities.
Preparing a list of significant compliances and compliance points thereof, based on the company's paid-up capital, listed/unlisted/public/private status, turnover, profits and other applicable criteria, including trigger points and compliance procedures.
Advising on transactions of loans to directors, inter-corporate investments, related party transactions (including identification of RPTs), assisting in establishing systems for RPT checks, Corporate Social Responsibility, and financial transactions including identification of probable "Deposit" scenarios.
Vetting of Director's report and Director's responsibility statement for compliance with Section 134 of Companies Act, 2013.
Conducting Secretarial audits for companies including NBFCs, HFCs, and wealth management companies.
Liaison and coordination with Registrar and Share Transfer Agents, stock exchanges, Depositories, and SEBI.
Preparation of Status and Search Reports from Registrar of Companies for Banks/Financial Institutions.
Services for specific assignments including obtaining Central Government/SEBI/ROC approvals, written opinions, and certifications.
Statutory certifications under Company Law, SEBI Regulations, FEMA, and RBI guidelines.